Deep Learning for Over-the-Air Non-Orthogonal Signal Classification

Non-cooperative communications, where a receiver can automatically distinguish and classify transmitted signal formats prior to detection, are desirable for low-cost and low-latency systems. This work focuses on the deep learning enabled blind classification of multi-carrier signals covering their orthogonal and non-orthogonal varieties. We define two signal groups, in which Type-I includes signals with large feature diversity while Type-II has strong feature similarity. We evaluate time-domain and frequency-domain convolutional neural network (CNN) models in simulation with wireless channel/hardware impairments. Simulation results reveal that the time-domain neural network training is more efficient than its frequency-domain counterpart in terms of classification accuracy and computational complexity. In addition, the time-domain CNN models can classify Type-I signals with high accuracy but reduced performance in Type-II signals because of their high signal feature similarity. Experimental systems are designed and tested, using software defined radio (SDR) devices, operated for different signal formats to form full wireless communication links with line-of-sight and non-line-of-sight scenarios. Testing, using four different time-domain CNN models, showed the pre-trained CNN models to have limited efficiency and utility due to the mismatch between the analytical/simulation and practical/real-world environments. Transfer learning, which is an approach to fine-tune learnt signal features, is applied based on measured over-the-air time-domain signal samples. Experimental results indicate that transfer learning based CNN can efficiently distinguish different signal formats in both line-of-sight and non-line-of-sight scenarios with great accuracy improvement relative to the non-transfer-learning approaches

Index Modulation Pattern Design for Non-Orthogonal Multicarrier Signal Waveforms

Spectral efficiency improvement is a key focus in most wireless communication systems and achieved by various means such as using large antenna arrays and/or advanced modulation schemes and signal formats. This work proposes to further improve spectral efficiency through combining non-orthogonal spectrally efficient frequency division multiplexing (SEFDM) systems with index modulation (IM), which can efficiently make use of the indices of activated subcarriers as communication information. Recent research has verified that IM may be used with SEFDM to alleviate inter-carrier interference (ICI) and improve error performance. This work proposes new SEFDM signal formats based on novel activation pattern designs, which limit the locations of activated subcarriers and enable a variable number of activated subcarriers in each SEFDM subblock. SEFDM-IM system designs are developed by jointly considering activation patterns, modulation schemes and signal waveform formats, with a set of solutions evaluated under different spectral efficiency scenarios. Detailed modelling of coded systems and simulation studies reveal that the proposed designs not only lead to better bit error rate (BER) but also lower peak-to-average power ratio (PAPR) and reduced computational complexity relative to other reported index-modulated systems

Non-orthogonal signal transmission over nonlinear optical channels

The performance of spectrally efficient frequency division multiplexing (SEFDM) in optical communication systems is investigated considering the impact of fiber nonlinearities. Relative to orthogonal frequency division multiplexing (OFDM), sub-carriers within SEFDM signals are packed closer at a frequency spacing less than the symbol rate. In order to recover the data, a specially designed sphere decoding detector is used at the receiver end to compensate for the self-created inter carrier interference encountered in SEFDM signals. Our research demonstrated the benefits of the use of sphere decoding in SEFDM and also demonstrates the performance improvement of long-haul optical communication systems using SEFDM compared to the use of conventional OFDM, when fiber nonlinearities are considered. Different modulation formats ranging from4QAM to 32QAM are studied and it is shown that, for the same spectral efficiency and information rate, SEFDM signals allow a significant increase in the transmission distance compared to conventional OFDM signals

Design and Prototyping of Hybrid Analogue Digital Multiuser MIMO Beamforming for Non-Orthogonal Signals

To enable user diversity and multiplexing gains, a fully digital precoding multiple input multiple output (MIMO) architecture is typically applied. However, a large number of radio frequency (RF) chains make the system unrealistic to low-cost communications. Therefore, a practical three-stage hybrid analogue-digital precoding architecture, occupying fewer RF chains, is proposed aiming for a non-orthogonal IoT signal in low-cost multiuser MIMO systems. The non-orthogonal waveform can flexibly save spectral resources for massive devices connections or improve data rate without consuming extra spectral resources. The hybrid precoding is divided into three stages including analogue-domain, digital-domain and waveform-domain. A codebook based beam selection simplifies the analogue-domain beamforming via phase-only tuning. Digital-domain precoding can fine-tune the codebook shaped beam and resolve multiuser interference in terms of both signal amplitude and phase. In the end, the waveform-domain precoding manages the self-created inter carrier interference (ICI) of the non-orthogonal signal. This work designs over-the-air signal transmission experiments for fully digital and hybrid precoding systems on software defined radio (SDR) devices. Results reveal that waveform precoding accuracy can be enhanced by hybrid precoding. Compared to a transmitter with the same RF chain resources, hybrid precoding significantly outperforms fully digital precoding by up to 15.6 dB error vector magnitude (EVM) gain. A fully digital system with the same number of antennas clearly requires more RF chains and therefore is low power-, space- and cost- efficient. Therefore, the proposed three-stage hybrid precoding is a quite suitable solution to non-orthogonal IoT applications

An Experimental Proof of Concept for Integrated Sensing and Communications Waveform Design

The integration of sensing and communication (ISAC) functionalities have recently gained significant research interest as a hardware-, power-, spectrum- and cost- efficient solution. This experimental work focuses on a dual-functional radar sensing and communication framework where a single radiation waveform, either omnidirectional or directional, can realize both radar sensing and communication functions. We study a trade-off approach that can balance the performance of communications and radar sensing. We design an orthogonal frequency division multiplexing (OFDM) based multi-user multiple input multiple output (MIMO) software-defined radio (SDR) testbed to validate the dual-functional model. We carry out over-the-air experiments to investigate the optimal trade-off factor to balance the performance for both functions. On the radar performance, we measure the output beampatterns of our transmission to examine their similarity to simulation based beampatterns. On the communication side, we obtain bit error rate (BER) results from the testbed to show the communication performance using the dual-functional waveform. Our experiment reveals that the dual-functional approach can achieve comparable BER performance with pure communication-based solutions while maintaining fine radar beampatterns simultaneously

Deep intelligent spectral labelling and receiver signal distribution for optical links

A unique automatic receiver signal distribution strategy is proposed for private optical networks based on the concept of non-orthogonality. A non-orthogonal signal waveform can compress the spectral bandwidth, which not only fits a signal in a bandwidth limited scenario, but also enables the compression ratio information for labelling. Depending on a unique value of spectral compression, an end user destination can be correlated. A network edge node will rely on deep learning to intelligently identify each raw signal and forward it to corresponding end users with no sophisticated digital signal pre-processing. In this case, signal identification and distribution are faster while computationally intensive signal compensation and detection will be shifted to each end user since the receiver is highly dynamic and user-defined in private optical networks. An intelligent signal classifier will be trained considering various fiber transmission factors such as transmission distance, training dataset size and launch power. At the end, a universal classifier is obtained, which can be used to identify signals in a system for any fiber transmission distance and launch power

Practical Evaluations of SEFDM: Timing Offset and Multipath Impairments

The non-orthogonal signal waveform spectrally efficient frequency division multiplexing (SEFDM) improves spectral efficiency at the cost of self-created inter carrier interference (ICI). As the orthogonal property, similar to orthogonal frequency division multiplexing (OFDM), no longer exists, the robustness of SEFDM in realistic wireless environments might be weakened. This work aims to evaluate the sensitivity of SEFDM to practical channel distortions using a professional experiment testbed. First, timing offset is studied in a bypass channel to locate the imperfection of the testbed and its impact on SEFDM signals. Then, the joint effect of a multipath frequency selective channel and additive white Gaussian noise (AWGN) is investigated in the testbed. Through practical experiments, we demonstrate the performance of SEFDM in realistic radio frequency (RF) environments and verify two compensation methods for SEFDM. Our results show first frequency-domain compensation works well in frequency non-selective channel conditions while time-domain compensation method is suitable for frequency selective channel conditions. This work paves the way for the application of SEFDM in different channel scenarios

A low-cost multi-band waveform security framework in resource-constrained communications

Traditional physical layer secure beamforming is achieved via precoding before signal transmission using channel state information (CSI). However, imperfect CSI will compromise the performance with imperfect beamforming and potential information leakage. In addition, multiple RF chains and antennas are needed to support the narrow beam generation, which complicates hardware implementation and is not suitable for resourceconstrained Internet-of-Things (IoT) devices. Moreover, with the advancement of hardware and artificial intelligence (AI), lowcost and intelligent eavesdropping to wireless communications is becoming increasingly detrimental. In this paper, we propose a multi-carrier based multi-band waveform-defined security (WDS) framework, independent from CSI and RF chains, to defend against AI eavesdropping. Ideally, the continuous variations of sub-band structures lead to an infinite number of spectral features, which can potentially prevent brute-force eavesdropping. Sub-band spectral pattern information is efficiently constructed at legitimate users via a proposed chaotic sequence generator. A novel security metric, termed signal classification accuracy (SCA), is used to evaluate the security robustness under AI eavesdropping. Communication error probability and complexity are also investigated to show the reliability and practical capability of the proposed framework. Finally, compared to traditional secure beamforming techniques, the proposed multi-band WDS framework reduces power consumption by up to six times